Lesson
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Banking & Finance Affairs: January to May 2026

Month-wise rewritten notes for banking & finance affairs from 1 January to 2 May 2026.

Banking & Finance Affairs: January to May 2026

RBI, SEBI, NBFCs, banks, digital payments, market regulation and financial products.

What to Focus On

Focus on the regulator, the rule/product change, effective date, and affected institution.

January 2026

SEBI Mandates NISM Certification for AIF Compliance Officers from January 2027

Full update: The Securities and Exchange Board of India (SEBI) made it mandatory that compliance officers of Alternative Investment Fund (AIF) managers have to obtain certification from the National Institute of Securities Markets (NISM) by passing the NISM Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination, effective from January 1, 2027.

Quick recall:

  • Month of update: January 2026.
  • Update/topic: SEBI Mandates NISM Certification for AIF Compliance Officers from January 2027.
  • Key institutions/entities: SEBI, NISM, AIF, III-C.
  • Important figures/dates: 2027.
  • Effective timeline: from January 2027.

Ashika Group Receives In-Principle Approval from SEBI to Launch MF

Full update: Ashika Group received in-principle approval from SEBI (Securities and Exchange Board of India) on December 31, 2025 to act as sponsor and establish Ashika Mutual Fund(MF), enabling it to form an Asset Management Company (AMC) and prepare scheme launches subject to final registration.

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